Thought Leadership

Earlier this year, the Financial Conduct Authority (FCA) conducted an opportune survey on culture and non-financial misconduct (“NFM”), which investigated how firms identify and handle NFM incidents. The recent survey results have reignited a discussion on what is considered proper conduct (including conduct outside of work)

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Appointed Reps

Laven's regulatory hosting platform allows clients to conduct regulated activities as an Appointed Representative of Laven Advisors