Regulatory Hosting
Fund Management Services
If you are looking to manage an AIF or managed account without having to go through a strenuous and lengthy application process, Laven can help you establish yourself in the market in a cost-effective manner at a fraction of the time it takes to become fully authorised by the Financial Conduct Authority (FCA).
Access to Regulatory Permissions
Subject to our due diligence being satisfied, our service can provide you with access to crucial UK regulatory permissions via Laven or via Laven’s sister company, Lumen Asset Management.
Access to UK regulatory permissions is facilitated via client secondment to our regulated entity, allowing clients to directly manage their own portfolios under the supervision of industry professionals whose purpose is to ensure all investment activity is lawful and compliant.
Key Features of our Fund Management Services
A highly focused, specialist service
AUM
Portfolio Under Management
Fund Management Client
Client selection process
Our reputation and the reputation of our clients depends on our stringent selection criteria and processes, which are designed to minimise operational and reputational risk to our platform while being a painless experience for our prospective clients.
Upon application, candidates are asked a set of questions to determine their eligibility for our service.
If eligible, we schedule a follow up call where we further verify applicant suitability and provide a formal proposal for our service.
Onboarding Timeline
- Understand your investment strategy and objectives
- Due Diligence on your firm and staff
- Discuss and determine the fund structure with Laven or Lumen as fund manager
- Formalise agreements
- Submit necessary filings and registrations
- Configure compliance monitoring systems and risk management framework
- Review fund legal documents
- Onboarding with counterparty
- Implementation of investment monitoring models
- Commence ongoing management services
Fund Management
Laven's regulatory hosting platform allows clients to conduct regulated activities as a client of Lumen Asset Management
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About Laven
Established in 2005 and authorised as a regulated entity since 2006, Laven is a long-established and highly favoured provider of regulatory hosting services in the UK.
