Privacy Policy New Unlisted
Overview Protecting your privacy is a fundamental component of our service. We have been committed to maintaining the confidentiality, integrity and security of Personal Information entrusted to us by you. Article 5 of the GDPR States that Personal Data must be processed lawfully fairly and in a transparent manner. This Privacy Notice explains why and […]
Fees
The Services shall be billed, unless otherwise agreed in writing, based upon the degree of responsibility and skill of staff involved, and the time necessarily occupied on the work. All fees are exclusive of value-added or sales tax (or any equivalent taxes applicable to the Services) and disbursements. Our charge-out rates are (excluding any applicable […]
Cookies and how we use them
To make this site work properly, we sometimes place small data files called cookies on your device. Most big websites do this too. What are cookies? A cookie is a small text file that a website saves on your computer or mobile device when you visit the site. It enables the website to remember your […]
Privacy Policy
Overview Article 5 of the GDPR (means both the EU and UK GDPR) states that Personal Data must be processed lawfully fairly and in a transparent manner. In line with the GDPR changes we are updating our Privacy Notice so you can better understand why and how we collect, process and destroy your data. We […]
RTS 28
MiFID II requires investment firms who execute client orders to summarise and publish the top five execution venues in terms of trading volumes, for each class of financial instrument, where they executed client orders in the preceding year, as well as information on the quality of execution obtained. For equities, this information is required for each […]
Disclosures
Lumen Asset Management Limited is authorised and regulated by the Financial Conduct Authority (FRN: 839861) Stewardship Code Disclosure Under COBS 2.2.3R of the FCA Handbook, Lumen Asset Management Limited (“the Firm”) must disclose clearly on a durable medium the nature of its commitment to the Financial Reporting Council’s Stewardship Code (“the Code”) or, where it does not […]
Disclosures
Laven Advisors LLP is authorised and regulated by the Financial Conduct Authority (FRN: 447282). Stewardship Code Disclosure Under COBS 2.2.3R of the FCA Handbook, Laven Advisors LLP (“the Firm”) must disclose clearly on its website the nature of its commitment to the Financial Reporting Council’s Stewardship Code (“the Code”) or, where it does not commit […]
Terms & Conditions
The information contained in this website (the “Website“) is issued by Laven Hosting Limited, 11 Old Jewry, London EC2R 8DU on behalf of itself and its affiliates. Client care and complaints Laven Hosting Limited and its affiliates aim to offer all clients an efficient and effective service and we are confident that this will be the case. […]